Three ledgers,
one standard.
Principal capital, client-paid advice and management, and fiduciary administration — the full anatomy of an investment house.
Principal Dealing.
Own-account positions in instruments where process beats volume — every entry funded with our capital.
Advisory & Management.
Customized investment advice and financial planning on a client-paid fee basis — certified financial planners, disclosed compensation, no product commissions. Engagements range from one-time portfolio reviews to ongoing counseling.
On the management side we run investment funds, mutual funds, pension and private equity mandates, and personal investment trusts — each under a written mandate with defined objectives, constraints, and reporting.
Trust & Agency.
Nondepository fiduciary work — the machinery that keeps ownership, settlement, and estates in order.
Frequently asked.
What does "principal dealing" mean for clients?
It means we invest our own capital first — tax liens, royalties, mortgage paper — before we ever discuss your money. Principal positions and client mandates are kept on separate books with separate accountability.
How are advisory fees set?
Every advisory engagement is customized and fee-based — paid by the client, disclosed in the written agreement, with no embedded product commissions.
What fiduciary services do you provide?
Trust and estate administration, non-real-estate escrow agency, securities custody, transfer agency, and securities-holders' protective services — plus broking and clearinghouse coordination where your transaction requires it.
How do we open a relationship?
Email daniel.kim@avlistechno.shop or call +1 (567) 833-6735 with a short description of your objective. We'll schedule a scoping conversation and follow with a written engagement proposal.
Start with a letter.
One email. One scoping call. One written mandate.
Contact the Firm →